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WELLS FARGO SECURITIES SINGAPORE PTE. LTD.

CMSL
Profile updated: today

What is WELLS FARGO SECURITIES SINGAPORE PTE. LTD.'s regulatory standing?

Regulatory record

WELLS FARGO SECURITIES SINGAPORE PTE. LTD. holds a Capital Markets Services Licensee licence issued by the Monetary Authority of Singapore. No MAS enforcement actions on file in the past five years.

Licence

Licence type
Capital Markets Services Licensee MAS FID · 29 Apr 2026
Status
Active
Permitted activities
Advising on Corporate FinanceDealing In Capital Markets Products MAS FID · 29 Apr 2026

Enforcement history (5 years)

No MAS enforcement actions recorded against WELLS FARGO SECURITIES SINGAPORE PTE. LTD. in the past five years. MAS Enforcement · 29 Apr 2026

Investor Alert List

WELLS FARGO SECURITIES SINGAPORE PTE. LTD. is not on the MAS Investor Alert List. MAS Alerts · 29 Apr 2026