What is UOB ASSET MANAGEMENT LTD's regulatory standing?
Regulatory record
UOB ASSET MANAGEMENT LTD holds a Capital Markets Services Licensee licence issued by the Monetary Authority of Singapore.
No MAS enforcement actions on file in the past five years.
Licence
Licence type
Capital Markets Services Licensee●MAS FID · 29 Apr 2026↗
Status
Active
Permitted activities
Dealing In Capital Markets ProductsFund ManagementAdvising on Investment ProductsIssuing or Promulgating Analyses/Reports on Investment Products●MAS FID · 29 Apr 2026↗
Enforcement history (5 years)
No MAS enforcement actions recorded against UOB ASSET MANAGEMENT LTD in the past five years.
●MAS Enforcement · 29 Apr 2026
Investor Alert List
UOB ASSET MANAGEMENT LTD is not on the MAS Investor Alert List.
●MAS Alerts · 29 Apr 2026
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