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UBS ASSET MANAGEMENT (SINGAPORE) LTD

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What is UBS ASSET MANAGEMENT (SINGAPORE) LTD's regulatory standing?

Regulatory record

UBS ASSET MANAGEMENT (SINGAPORE) LTD holds a Capital Markets Services Licensee licence issued by the Monetary Authority of Singapore.

Licence

Licence type
Capital Markets Services Licensee●MAS FID · 17 Oct 2026
Status
Active
Permitted activities
Dealing In Capital Markets ProductsFund ManagementAdvising on Investment ProductsIssuing or Promulgating Analyses/Reports on Investment Products●MAS FID · 17 Oct 2026

Enforcement history (5 years)

Not yet checked. We have not ingested MAS enforcement records, so this page makes no claim either way. Search MAS enforcement actions for UBS ASSET MANAGEMENT (SINGAPORE) LTD directly.

Investor Alert List

Not yet checked against the MAS Investor Alert List.UBS ASSET MANAGEMENT (SINGAPORE) LTD is listed in the MAS Financial Institutions Directory, which names licensed and exempt institutions.

Register history

What the MAS Financial Institutions Directory showed in each snapshot we hold. We have kept snapshots since 29 Apr 2026, so this is not the date a licence was granted. Register-wide changes are on the register changes page.

SnapshotListed as
29 Apr 2026Capital Markets Services Licensee, Exempt Financial Adviser
17 Oct 2026Capital Markets Services Licensee, Exempt Financial Adviser
●MAS FID snapshots · 17 Oct 2026

Dispute resolution (FIDReC)

FIDReC's member list shows UBS ASSET MANAGEMENT (SINGAPORE) LTD (Capital Markets Service Licence Holders). If you have an unresolved complaint, raise it with the firm first. If its final reply does not resolve it, you can file with FIDReC within 6 months. Filing is free, and adjudication covers claims up to S$150,000.

●FIDReC member list · 17 Oct 2026How FIDReC works