UUBS
WHOLESALE_BANKWhat is UBS's regulatory standing?
Regulatory record
UBS holds a Wholesale Bank licence issued by the Monetary Authority of Singapore.
Licence
- Licence type
- Wholesale Bank●MAS FID · 29 Apr 2026
- Status
- Active
Enforcement history (5 years)
Not yet checked. We have not ingested MAS enforcement records, so this page makes no claim either way. Search MAS enforcement actions for UBS directly.
Investor Alert List
Not yet checked against the MAS Investor Alert List.UBS is listed in the MAS Financial Institutions Directory, which names licensed and exempt institutions.
Register history
What the MAS Financial Institutions Directory showed in each snapshot we hold. We have kept snapshots since 29 Apr 2026, so this is not the date a licence was granted. Register-wide changes are on the register changes page.
| Snapshot | Listed as |
|---|---|
| 29 Apr 2026 | Exempt Capital Markets Services Entity, Exempt Financial Adviser, Wholesale Bank |
| 17 Oct 2026 | Exempt Capital Markets Services Entity, Exempt Financial Adviser, Wholesale Bank |
●MAS FID snapshots · 17 Oct 2026
Dispute resolution (FIDReC)
FIDReC's member list shows UBS AG (Foreign Banks). If you have an unresolved complaint, raise it with the firm first. If its final reply does not resolve it, you can file with FIDReC within 6 months. Filing is free, and adjudication covers claims up to S$150,000.
●FIDReC member list · 17 Oct 2026How FIDReC works