U UBS
WHOLESALE_BANKWhat is UBS's regulatory standing?
Regulatory record
UBS holds a Wholesale Bank licence issued by the Monetary Authority of Singapore. No MAS enforcement actions on file in the past five years.
Licence
- Licence type
- Wholesale Bank ● MAS FID · 29 Apr 2026
- Status
- Active
- Permitted activities
- Advising on Corporate FinanceDealing In Capital Markets ProductsFund ManagementProduct FinancingProviding Custodial ServicesAdvising on Investment ProductsIssuing or Promulgating Analyses/Reports on Investment Products ● MAS FID · 29 Apr 2026
Enforcement history (5 years)
No MAS enforcement actions recorded against UBS in the past five years.
● MAS Enforcement · 29 Apr 2026
Investor Alert List
UBS is not on the MAS Investor Alert List.
● MAS Alerts · 29 Apr 2026