SN SMBC NIKKO SECURITIES (SINGAPORE) PTE. LTD.
CMSLWhat is SMBC NIKKO SECURITIES (SINGAPORE) PTE. LTD.'s regulatory standing?
Regulatory record
SMBC NIKKO SECURITIES (SINGAPORE) PTE. LTD. holds a Capital Markets Services Licensee licence issued by the Monetary Authority of Singapore. No MAS enforcement actions on file in the past five years.
Licence
- Licence type
- Capital Markets Services Licensee ● MAS FID · 29 Apr 2026 ↗
- Status
- Active
- Permitted activities
- Advising on Corporate FinanceDealing In Capital Markets ProductsFund ManagementAdvising on Investment ProductsIssuing or Promulgating Analyses/Reports on Investment Products ● MAS FID · 29 Apr 2026 ↗
Enforcement history (5 years)
No MAS enforcement actions recorded against SMBC NIKKO SECURITIES (SINGAPORE) PTE. LTD. in the past five years.
● MAS Enforcement · 29 Apr 2026
Investor Alert List
SMBC NIKKO SECURITIES (SINGAPORE) PTE. LTD. is not on the MAS Investor Alert List.
● MAS Alerts · 29 Apr 2026