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FINANCIAL ALLIANCE PTE LTD

LFA
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What is FINANCIAL ALLIANCE PTE LTD's regulatory standing?

Regulatory record

FINANCIAL ALLIANCE PTE LTD holds a Licensed Financial Adviser licence issued by the Monetary Authority of Singapore.

Licence

Licence type
Licensed Financial Adviser●MAS FID · 17 Oct 2026
Status
Active

Enforcement history (5 years)

Not yet checked. We have not ingested MAS enforcement records, so this page makes no claim either way. Search MAS enforcement actions for FINANCIAL ALLIANCE PTE LTD directly.

Investor Alert List

Not yet checked against the MAS Investor Alert List.FINANCIAL ALLIANCE PTE LTD is listed in the MAS Financial Institutions Directory, which names licensed and exempt institutions.

Register history

What the MAS Financial Institutions Directory showed in each snapshot we hold. We have kept snapshots since 29 Apr 2026, so this is not the date a licence was granted. Register-wide changes are on the register changes page.

SnapshotListed as
29 Apr 2026Capital Markets Services Licensee, Licensed Financial Adviser
17 Oct 2026Capital Markets Services Licensee, Licensed Financial Adviser
●MAS FID snapshots · 17 Oct 2026

Dispute resolution (FIDReC)

FIDReC's member list shows FINANCIAL ALLIANCE PTE LTD (Financial Advisers Licence Holders). If you have an unresolved complaint, raise it with the firm first. If its final reply does not resolve it, you can file with FIDReC within 6 months. Filing is free, and adjudication covers claims up to S$150,000.

●FIDReC member list · 17 Oct 2026How FIDReC works