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CHARLES SCHWAB SG PTE. LTD.

CMSL
UEN 200902152D· www.schwab.com.sg Profile updated: today

What is CHARLES SCHWAB SG PTE. LTD.'s regulatory standing?

Regulatory record

CHARLES SCHWAB SG PTE. LTD. holds a Capital Markets Services Licensee licence issued by the Monetary Authority of Singapore. No MAS enforcement actions on file in the past five years.

Licence

Licence type
Capital Markets Services Licensee ● MAS FID · 29 Apr 2026 ↗
Status
Active
Permitted activities
Dealing In Capital Markets ProductsProduct FinancingProviding Custodial ServicesIssuing or Promulgating Analyses/Reports on Investment Products ● MAS FID · 29 Apr 2026 ↗

Enforcement history (5 years)

No MAS enforcement actions recorded against CHARLES SCHWAB SG PTE. LTD. in the past five years. ● MAS Enforcement · 29 Apr 2026

Investor Alert List

CHARLES SCHWAB SG PTE. LTD. is not on the MAS Investor Alert List. ● MAS Alerts · 29 Apr 2026